advisor registration under RIA 4

https://wiki-saloon.win/index.php/Building_a_Financial_Planning_Compliance_Program_That_Actually_Works

When you're registering as an advisor under the RIA, you're essentially becoming a fiduciary who manages client assets and provides investment advice. This process involves passing the Series 65 exam, filing Form ADV with the SEC or state regulators, and disclosing your fee structure, disciplinary history, and business practices. It's a serious commitment that requires ongoing compliance, but it gives you the authority to charge for advice rather than just executing trades.